Senior Compliance Manager
Our client, a distinctive specialist financial services provider operating across key global markets, are looking for a Compliance professional who brings both technical regulatory knowledge and a practical understanding of how to embed compliance across the business.
The Opportunity
This role has a strong focus on EMIR, Market Abuse Regulation (MAR), and conduct risk, supporting the Head of Compliance in delivering expert guidance to the business. You will work cross-functionally to ensure compliance with evolving regulatory obligations, particularly in the context of trading and post-trade activities.
Key Responsibilities- Provide regulatory advice to business units on EMIR, Market Abuse Regulation, MiFID II, and other relevant conduct-related regulations.
- Analyse and assess the impact of new or updated regulatory developments (e.g. EMIR Refit, MAR technical standards).
- Review and enhance internal compliance frameworks, with a particular emphasis on market conduct, transaction reporting, and surveillance controls.
- Participate in strategic and operational projects requiring compliance input, particularly around trading activity and regulatory reporting obligations.
- Oversee and perform compliance monitoring and thematic reviews related to market abuse, insider trading, EMIR risk mitigation techniques, and reporting requirements.
- Assist in the preparation and submission of regulatory reports and compliance MI to internal governance forums.
- Act as a liaison with the Central Bank of Ireland and other regulators on compliance matters, particularly relating to EMIR and MAR.
- Develop and deliver training sessions to staff on market conduct, trading compliance, and regulatory expectations.
- Support Board and senior management reporting by preparing updates on relevant compliance matters.
- Collaborate with external legal counsel and industry peers to benchmark and enhance compliance practices.
- A degree in Law, Finance, Business, or a related field.
- At least 5 years of experience in a Compliance role within the financial services sector, ideally with exposure to trading, capital markets, or treasury operations.
- Strong technical understanding and practical experience of EMIR requirements (e.g., trade reporting, clearing, margining, reconciliation).
- Demonstrated experience with Market Abuse Regulation, including surveillance, policy implementation, and staff awareness.
- Good working knowledge of MiFID II, Client Asset Requirements, and Individual Accountability Framework.
- Highly organised, detail-oriented, and capable of operating independently.
- Strong interpersonal skills with the ability to influence and engage with business and control functions.
- Professional Diploma in Compliance (LCI) or equivalent is preferred.
This is a unique opportunity to contribute to a high-performing Compliance team and make a meaningful impact in a regulated business.
If you feel this role is for you, then please get in touch.