Compliance Team Lead New

Compliance Team Lead – Carrick-on-Shannon

The position would suit a person experienced in Compliance ideally with experience within the financial services sector who is looking for a challenging and rewarding role in a growing organisation.

Responsibilities:

• Manage and oversee the compliance team responsible for companies’ compliance queries.
• Submit reporting requirements to third-party service providers as required.
• Oversee the quarterly reporting to partner companies and the complaints process.
• Review and update both the Internal company policies and policies provided to Credit Unions.
• Complete the Annual Due Diligence.
• Contribute to the development and improvement of the compliance framework for the company.
• Provide oversight, monitoring, and independent challenge of processes to ensure compliance with policies.
• Identification of emerging changes to legal and regulatory requirements.
• Providing reports to the Chief Compliance Officer (CCO) on ongoing activities and identifying on-going improvements to the compliance framework.
• Performing any other reasonable task assigned by the CCO.
• Work collaboratively as part of a great team to contribute to overall project goals.

The successful candidate should ideally have the following attributes:

• A minimum of 3 years’ experience working in a monitoring or compliance role in a financial services organisation. A relevant qualification would be a distinct advantage.
• Experience managing or leading a team.
• Knowledge of Irish financial services’ regulatory framework, legal and regulatory requirements would be an advantage.
• Excellent attention to detail and organisational skills.
• Excellent interpersonal, project management and communication skills.
• Ability to work with initiative and as part of an agile team and independently within a team environment.

For more information, please contact [email protected]

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